Imperial Capital Partners today:

RIA

Registered Investment Adviser with the Securities & Exchange Commission (“SEC”)1

$3.7 billion

Assets under management.

85 years

Of combined financial services experience.

What do we offer?

Wealth management

A comprehensive wealth management strategy designed just for you.

Tailored investment portfolios

Creating and managing a diversified portfolio.

Tax planning

Minimizing tax liabilities through tax-efficient investment strategies.

Education planning

Planning for education expenses.

Risk management & Insurance

Strategies that offer risk protection.

Retirement planning

Help getting you to and through retirement.

We have partnered with Charles Schwab & Co., Inc. 2

A reputable financial institution established in 1971, to securely safeguard and manage your financial assets, execute investment decisions, and assure a fluid and transparent experience as part of our commitment to your financial well-being.

This partnership allows us to provide you with top-notch service and peace of mind as we work together toward achieving your financial goals.

01

They are a leading provider of financial services, with $8.09 trillion in client assets, over 40 years of experience, 34.4 million active brokerage accounts, 2.5 million corporate retirement plan participants, and 1.8 million banking accounts.

02

They allow customers to send wires domestically in U.S. dollars from a Schwab account to another account outside of Schwab.

03

They provide a Schwab Bank Visa® Platinum Debit Card linked to Schwab Bank Investor Checking™ Account and Investment account with free ATM withdrawals, checkbook, and debit cards.3

04

They provide FDIC coverage4, Charles Schwab SIPC coverage5, and Schwab’s Security Guarantee6, which will cover losses in any of your Schwab accounts due to unauthorized activity.

05

They welcome foreign individuals and entities to open investment accounts with them.

06

They provide extensive proprietary and third-party research reports7.

07

They utilize robust screening, calculators, and investment selection tools.

08

They have an easily navigable website and mobile app.

09

They provide 24/7 customer service access.

Investment options

Equities

Fixed Income

Alternative investments

Exchange-traded funds

Mutual Funds

Annuities

Why is having an investment advisor important?

An investment advisor helps you take control of your future:

Know where you want to go and how to stay on track.

Feel more confident about reaching your financial goals.

Build an investment portfolio tailored to your goals.

Save for milestones like college and retirement.

Effectively manage your 401(k), 403(b), 457(b) and IRA.

Disclosures

1. Registration with the SEC does not imply a certain level of skill or training. Please visit our Form ADV for more details about our registration status

2. These materials have been independently produced by Imperial Capital Partners. Imperial Capital Partners is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Imperial Capital Partners provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.

3. For more details on this checking account, please visit www.schwab.com/checking.

4. The Federal Deposit Insurance Corporation (FDIC) is an independent agency of the U.S. government that protects and reimburses your deposits up to the legal limit of $250,000 if your FDIC-insured bank fails. For more details about FDIC coverage, please visit www.schwab.com/legal/fdic-insurance.

5. The securities and cash held in the accounts of Charles Schwab & Co., Inc., are insured against loss by the Securities Investor Protection Corporation (SIPC) in the event of broker-dealer failure, such as bankruptcy with client assets missing. SIPC provides up to $500,000 to make whole those accounts that clients of investment advisors hold in each separate capacity (e.g., joint tenant or sole owner), with a limit of $250,000 for claims of uninvested cash balances. For more details about Charles Schwab SIPC coverage, please visit www.schwab.com/legal/account-protection.

6. Schwab will cover losses in any of your Schwab accounts due to unauthorized activity. For more details about the security guarantee, please visit www.schwab.com/schwabsafe/security-guarantee.

7. For more details about research reports, please visit www.schwab.com/research.

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