Imperial Capital Partners today:
RIA
Registered Investment Adviser with the Securities & Exchange Commission (“SEC”)1
$5.3 billion
Assets under management.2
85 years
Of combined financial services experience.3
What do we offer?
Wealth management
A comprehensive wealth management strategy designed just for you.
Tailored investment portfolios
Creating and managing a diversified portfolio.
Tax planning
Minimizing tax liabilities through tax-efficient investment strategies.
Education planning
Planning for education expenses.
Risk management & Insurance
Strategies that offer risk protection.
Retirement planning
Help getting you to and through retirement.
We have partnered with Charles Schwab & Co., Inc. 4
A reputable financial institution established in 1971, to securely safeguard and manage your financial assets, execute investment decisions, and assure a fluid and transparent experience as part of our commitment to your financial well-being.
This partnership allows us to provide you with top-notch service and peace of mind as we work together toward achieving your financial goals.
Investment options
Why is having an investment advisor important?
An investment advisor helps you take control of your future:
Know where you want to go and how to stay on track.
Feel more confident about reaching your financial goals.
Build an investment portfolio tailored to your goals.
Save for milestones like college and retirement.
Effectively manage your 401(k), 403(b), 457(b) and IRA.
Disclosures
1. Registration with the SEC does not imply a certain level of skill or training. Please visit our Form ADV for more details about our registration status
2. AUM is calculated as the combined AUM of Imperial Funds I and II and our separately managed accounts as of December 2023.
3. Includes combined financial services experience of Imperial's Investment Committee members.
4. These materials have been independently produced by Imperial Capital Partners. Imperial Capital Partners is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Imperial Capital Partners provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.
5. For more details on this checking account, please visit www.schwab.com/checking.
6. The Federal Deposit Insurance Corporation (FDIC) is an independent agency of the U.S. government that protects and reimburses your deposits up to the legal limit of $250,000 if your FDIC-insured bank fails. For more details about FDIC coverage, please visit www.schwab.com/legal/fdic-insurance.
7. The securities and cash held in the accounts of Charles Schwab & Co., Inc., are insured against loss by the Securities Investor Protection Corporation (SIPC) in the event of broker-dealer failure, such as bankruptcy with client assets missing. SIPC provides up to $500,000 to make whole those accounts that clients of investment advisors hold in each separate capacity (e.g., joint tenant or sole owner), with a limit of $250,000 for claims of uninvested cash balances. For more details about Charles Schwab SIPC coverage, please visit www.schwab.com/legal/account-protection.
8. Schwab will cover losses in any of your Schwab accounts due to unauthorized activity. For more details about the security guarantee, please visit www.schwab.com/schwabsafe/security-guarantee.
9. For more details about research reports, please visit www.schwab.com/research.