Transparency & Disclosure

Disclaimer

All written content on this site is for information purposes only. The content of this website does not involve the rendering of personalized investment advice and does not constitute an offer to buy or sell, or a solicitation of any offer to buy or sell, any securities mentioned herein. Opinions expressed herein are solely those of Imperial Fund Asset Management, LLC (“Imperial Fund” and other affiliates of Imperial Fund, the “Imperial Fund Entities”), an investment adviser registered with the Securities and Exchange Commission (“SEC”). SEC registration does not imply a certain level of skill or training. A professional advisor should be consulted prior to implementing any of the strategies mentioned on this website.

No current or prospective client should assume that the future performance of any specific investment or strategy will be profitable or equal to past performance levels. No investment strategy can guarantee a profit. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. There are no assurances that a portfolio will match or outperform any particular benchmark.

Imperial Fund Entities have prepared a Legal Disclosure for informational purposes only. For the avoidance of doubt, this disclosure (i) shall not constitute an offer to sell securities or a solicitation of an offer to buy securities, (ii) is not, and may not be relied on in any manner as, legal, tax, investment, accounting or other advice or as an offer to sell or a solicitation of an offer to buy an interest in any fund managed by Imperial Fund, or any pool of assets owned by an Imperial Fund Entity, (iii) is confidential, and no part of it may reproduced, summarized, quoted, distributed or transmitted without prior written consent of Imperial Fund.

Certain information contained herein has been obtained from published and non-published sources prepared by others, which in certain cases have not been updated through the date hereof. While such information is believed to be reliable for the purpose used herein, no Imperial Fund Entity, nor any of their directors, officers, employees, partners, members, or shareholders assume any responsibility for the accuracy of such information, and such information may not have been independently verified by any Imperial Fund Entity.

For a detailed description of Imperial Fund investment advisory services and fees, please see its Form ADV Parts 1, 2A and 3 on file with the SEC.

Rating Agencies: All ratings are solicited by, or on behalf of the issuer. Some of Imperial Fund’s securitizations are rated by more than one rating agency listed. The ratings are assigned by these agencies on the securitization closing date and are subject to change based on the rating agencies’ periodic monitoring and assessment of these securities. All ratings assigned to Imperial Funds’ issued securities are solicited by Imperial Fund. Compensation is paid to the rating agencies by Imperial Fund in connection with these rating actions.

Social Media Disclosure

Information that is provided by Imperial Fund Asset Management LLC (“Imperial Fund”) is for informational purposes only and should not be considered as investment advice or a recommendation to invest in any particular security, strategy, or investment product. Imperial Fund is not engaged in rendering any tax, legal, or other accounting advice. Please consult with a qualified professional for this type of advice. Whenever an Imperial Fund account follows another user, shares third-party content, or provides links to third-party content, this information is intended to provide additional perspective and should not be construed as an endorsement of services, products, or points of view.

Posts and comments from Imperial Fund on social media accounts are not an offer to sell or a solicitation of an offer to buy shares of any fund or investment product. All investments involve risk, including the possible loss of principal.

Opinions and comments expressed by third-parties on Imperial Fund’s social media pages are the opinions of those persons submitting them and do not represent the views of Imperial Fund or its management. Imperial Fund does not endorse or approve content submitted by third-parties, or endorse individuals or organizations by using any features available on social media sites. Imperial Fund may block any posts that are viewed as testimonials, advice, recommendations, or advertisements for specific products or services.

Imperial Fund is not affiliated with any social media sites and has no control over how these and other third-party sites use the information you share. If you participate in social networking sites, you should become familiar with their privacy/security policies, including how account settings work, and be aware of how user information can be displayed and used throughout the site. For your own security, you should never communicate any personal or account information using these channels. For more information about how Imperial Fund may use the information you provide, please refer to our Privacy Policy (this should be the link to our privacy disclosure/disclaimer).